Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 30 Apr 2022)
    • [FCA CF] Manager of certification employee (28 Jan 2021 to 1 Feb 2021)
    • [FCA CF] Material risk taker (28 Jan 2021 to 1 Feb 2021)
    • [FCA CF] Significant management (18 Dec 2020 to 1 Feb 2021)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 1 Feb 2021)
    • CF29 Significant management (5 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (5 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.