Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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VANGUARD INVESTMENTS UK, LIMITED
FRN 494699
- [FCA CF] Material risk taker (since 1 Nov 2022)
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VANGUARD ASSET MANAGEMENT, LTD.
FRN 527839
- [FCA CF] Material risk taker (since 1 Nov 2022)
- [FCA CF] Manager of certification employee (since 9 Apr 2022)
- [FCA CF] Client dealing (since 15 Jan 2021)
- CF30 Customer (15 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 15 Jun 2018)
- CF26 Customer Trading (11 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.