Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 14 May 2024)
    • CF30 Customer (since 14 May 2024)
    • CF3 Chief Executive (AR) (since 14 May 2024)
    • (1)Employed By (since 14 May 2024)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Material risk taker (26 Apr 2021 to 10 Feb 2023)
    • SMF2 Chief Finance (1 Apr 2021 to 10 Feb 2023)
    • SMF27 Partner (1 Apr 2021 to 10 Feb 2023)
    • [FCA CF] Manager of certification employee (26 Mar 2021 to 26 Apr 2021)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • [FCA CF] Material risk taker (26 Apr 2021 to 13 Feb 2023)
    • SMF1 Chief Executive (1 Apr 2021 to 10 Feb 2023)
    • SMF3 Executive Director (1 Apr 2021 to 10 Feb 2023)
  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • SMF3 Executive Director (9 Dec 2019 to 16 Dec 2020)
    • CF28 Systems and controls (23 Apr 2019 to 8 Dec 2019)
    • CF1 Director (23 Apr 2019 to 8 Dec 2019)
    • CF29 Significant management (7 Sep 2018 to 8 Dec 2019)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • SMF2 Chief Finance (9 Dec 2019 to 16 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 16 Dec 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 30 Nov 2020)
    • CF28 Systems and controls (19 Jun 2019 to 8 Dec 2019)
    • CF1 Director (19 Jun 2019 to 8 Dec 2019)
    • CF29 Significant management (7 Sep 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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