VANGUARD INVESTMENTS UK, LIMITED

Date authorised
1 April 2013
Companies House
04212659
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600
    Web
    https://www.vanguard.co.uk/professional

  • Complaints Contact

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Engstrom

    IRN PXE01086

    • [FCA CF] Functions requiring qualifications (18 Dec 2021 to 20 Aug 2025)
    • [FCA CF] Manager of certification employee (18 Dec 2021 to 20 Aug 2025)
    • CF30 Customer (9 Sep 2009 to 1 Feb 2011)
  • Peter Francis Westaway

    IRN PFW01038

    • [FCA CF] Material risk taker (30 Dec 2020 to 30 Jun 2022)
  • Philip Coffer

    IRN PXC00051

    • SMF16 Compliance Oversight (27 Nov 2023 to 31 Dec 2024)
  • Phoebe Wren Kramer

    IRN PXK00265

    • [FCA CF] Material risk taker (since 25 Sep 2022)
    • [FCA CF] Significant management (since 25 Sep 2022)
  • Rachel Emma Baxter

    IRN REB01128

    • [FCA CF] Client dealing (since 24 Dec 2025)
    • [FCA CF] Significant management (since 24 Dec 2025)
    • [FCA CF] Manager of certification employee (since 24 Dec 2025)
    • [FCA CF] Material risk taker (1 Nov 2022 to 31 Jan 2024)
  • Rebecca Louise Bond

    IRN RXB16514

    • [FCA CF] Significant management (since 22 Feb 2021)
    • [FCA CF] Material risk taker (since 22 Feb 2021)
    • CF29 Significant management (30 Jul 2019 to 8 Dec 2019)
  • Rebecca Louise Cray

    IRN RLC01061

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Mar 2023 to 3 Dec 2024)
    • [FCA CF] Material risk taker (1 Nov 2022 to 9 Mar 2023)
    • [FCA CF] Significant management (21 Dec 2020 to 9 Mar 2023)
  • Richard Alexander Collins

    IRN RAC01318

    • CF28 Systems and controls (30 Aug 2017 to 29 May 2019)
  • Richard Allan Wane

    IRN RAW01120

    • CF2 Non Executive Director (5 Jun 2014 to 23 Feb 2016)
    • CF1 Director (9 Apr 2009 to 22 May 2014)
    • CF11 Money Laundering Reporting (9 Apr 2009 to 9 Dec 2009)
    • CF10 Compliance Oversight (9 Apr 2009 to 1 Jun 2010)
  • Richard David Carpenter

    IRN RDC01111

    • CF2 Non Executive Director (9 Apr 2009 to 22 May 2014)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.