Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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VANGUARD INVESTMENTS UK, LIMITED
FRN 494699
- [FCA CF] Material risk taker (since 22 Feb 2021)
- [FCA CF] Significant management (since 22 Feb 2021)
- CF29 Significant management (30 Jul 2019 to 8 Dec 2019)
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VANGUARD ASSET MANAGEMENT, LTD.
FRN 527839
- SMF18 Other Overall Responsibility (since 9 Dec 2019)
- CF29 Significant management (30 Jul 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.