Rebecca Louise Cray

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)
FRN 494699
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Mar 2023 to 3 Dec 2024)
- [FCA CF] Material risk taker (1 Nov 2022 to 9 Mar 2023)
- [FCA CF] Significant management (21 Dec 2020 to 9 Mar 2023)
VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)
FRN 527839
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Mar 2023 to 3 Dec 2024)
- [FCA CF] Material risk taker (1 Nov 2022 to 9 Mar 2023)
- [FCA CF] Significant management (21 Dec 2020 to 9 Mar 2023)
NS PARTNERS LTD (no longer approved here)
FRN 141667
- CF11 Money Laundering Reporting (9 Apr 2009 to 28 Jan 2011)
Nuveen Investment Management International Limited (no longer approved here)
FRN 141668
- CF11 Money Laundering Reporting (9 Apr 2009 to 28 Jan 2011)
Nuveen Management AIFM Limited (no longer approved here)
FRN 194149
- CF11 Money Laundering Reporting (9 Apr 2009 to 28 Jan 2011)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF11 Money Laundering Reporting (28 Sep 2006 to 28 Jan 2011)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF11 Money Laundering Reporting (28 Sep 2006 to 28 Jan 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.