Rachel Emma Baxter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD INVESTMENTS UK, LIMITED

    FRN 494699

    • [FCA CF] Client dealing (since 24 Dec 2025)
    • [FCA CF] Manager of certification employee (since 24 Dec 2025)
    • [FCA CF] Significant management (since 24 Dec 2025)
    • [FCA CF] Material risk taker (1 Nov 2022 to 31 Jan 2024)
  • VANGUARD ASSET MANAGEMENT, LTD.

    FRN 527839

    • [FCA CF] Manager of certification employee (since 24 Dec 2025)
    • [FCA CF] Significant management (since 24 Dec 2025)
    • [FCA CF] Client dealing (since 24 Dec 2025)
    • [FCA CF] Material risk taker (1 Nov 2022 to 31 Jan 2024)
    • [FCA CF] Manager of certification employee (18 Dec 2021 to 31 Jan 2024)
    • [FCA CF] Client dealing (21 Dec 2020 to 31 Jan 2024)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • CF30 Customer (18 Nov 2014 to 29 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

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