Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Manager of certification employee (1 Jan 2022 to 20 Aug 2025)
    • CF30 Customer (1 Feb 2011 to 8 Dec 2019)
  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • [FCA CF] Functions requiring qualifications (18 Dec 2021 to 20 Aug 2025)
    • [FCA CF] Manager of certification employee (18 Dec 2021 to 20 Aug 2025)
    • CF30 Customer (9 Sep 2009 to 1 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.