Peter Francis Westaway

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • [FCA CF] Material risk taker (30 Dec 2020 to 30 Jun 2022)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Client dealing (30 Dec 2020 to 30 Jun 2022)
    • [FCA CF] Manager of certification employee (30 Dec 2020 to 30 Jun 2022)
    • [FCA CF] Material risk taker (30 Dec 2020 to 30 Jun 2022)
    • CF30 Customer (9 Jan 2012 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2009 to 30 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

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