Tier One Capital Wealth Management Limited

• Principal Place of Business

  16 Brenkley Way, Blezard Business Park

  Seaton Burn

  Newcastle upon Tyne

  Tyne and Wear

  NE13 6DS

  UNITED KINGDOM

  Phone

  +4401912170007

  Web

  https://www.tieronecapital.co.uk

• Complaints Contact

  16 Brenkley Way, Blezard Business Park

  Seaton Burn

  Newcastle upon Tyne

  Tyne and Wear

  NE13 6DS

  UNITED KINGDOM

  Phone

  +4401912170007

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt adjusting with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Professional, Retail (Investment), Stakeholder products

• Alan David Huddart

  IRN ADH00019

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jan 2023)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
• Alan Lemin

  IRN AXL00079

  • CF30 Customer (2 Jan 2013 to 5 Apr 2018)
• Brian Dodds

  IRN BXD00028

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
  • CF30 Customer (18 Mar 2013 to 8 Dec 2019)
• David Andrew Brooman

  IRN DAB00009

  • CF30 Customer (25 Nov 2013 to 23 Dec 2016)
• Garry Paul Humble

  IRN GXH00020

  • CF30 Customer (2 Jan 2013 to 31 Aug 2016)
• Ian Michael McElroy

  IRN IMM01049

  • 13. Giving personal recommendations on and dealing with derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 3. Giving personal recommendations on derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • SMF3 Executive Director (since 7 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 11 Apr 2022)
  • [FCA CF] Client dealing (since 11 Apr 2022)
• Jessica Swindells

  IRN JXS03588

  • SMF3 Executive Director (since 8 Jun 2023)
  • SMF16 Compliance Oversight (since 8 Jun 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jun 2023)
• John Steven Johnson

  IRN SXJ00083

  • CF30 Customer (2 Jan 2013 to 1 Apr 2014)
• Justin Alan Furness

  IRN JAF01138

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2024)
• Mark Andrew Chappell

  IRN MXC16091

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
  • CF30 Customer (19 Jun 2019 to 8 Dec 2019)

• Steven Johnson Ltd (no longer appointed)

  FRN 594690 · Appointed 21 Jan 2013 · Until 31 Mar 2014

No changes recorded yet.