Ian Michael McElroy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tier One Capital Wealth Management Limited

    FRN 588633

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 17. Administrative functions in relation to managing investments
    • SMF3 Executive Director (since 7 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 11 Apr 2022)
    • [FCA CF] Client dealing (since 11 Apr 2022)
  • Tier One Capital Ltd

    FRN 583021

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 7 Jun 2019)
    • CF30 Customer (28 Feb 2013 to 8 Dec 2019)
    • CF1 Director (28 Feb 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Feb 2013 to 2 Aug 2016)
    • CF11 Money Laundering Reporting (28 Feb 2013 to 2 Aug 2016)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF30 Customer (6 Aug 2025 to 8 Dec 2025)
    • CF1 Director (AR) (6 Aug 2025 to 8 Dec 2025)
  • Vela Wealth Limited (no longer approved here)

    FRN 1037492

    • Employed By (6 Aug 2025 to 8 Dec 2025)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (11 Aug 2011 to 26 Nov 2012)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 25 Jun 2010)
    • CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Jan 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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