Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 18 Nov 2024)
- CF1 Director (AR) (since 17 Jun 2024)
- CF30 Customer (since 17 Jun 2024)
- [FCA CF] Client dealing (8 Apr 2024 to 18 Nov 2024)
- [FCA CF] Functions requiring qualifications (8 Apr 2024 to 18 Nov 2024)
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H C F Wealth Management Limited
FRN 1013459
- (2)Employed By (since 17 Jun 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2024)
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- (1)Employed By (13 Jun 2005 to 11 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.