David Andrew Brooman

• St. James's Place Wealth Management Plc

  FRN 195351

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF1 Director (AR) (since 6 Dec 2016)
  • CF30 Customer (since 6 Dec 2016)
• Norwood Financial Solutions Limited

  FRN 765415

  • (1)Employed By (since 6 Dec 2016)
• Tier One Capital Wealth Management Limited (no longer approved here)

  FRN 588633

  • CF30 Customer (25 Nov 2013 to 23 Dec 2016)
• SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 100013

  • CF30 Customer (17 Dec 2008 to 30 Nov 2013)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 Sep 2002 to 2 Apr 2003)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 Sep 2002 to 2 Apr 2003)

No changes recorded yet.