Garry Paul Humble

• Richardson & Associates Independent Financial & Mortgage Services Limited

  FRN 809956

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Oct 2018 to 8 Dec 2019)
• Richardson & Associates Independent Financial & Mortgage Services Ltd (no longer approved here)

  FRN 403822

  • (5)Employed By (17 Aug 2016 to 15 Oct 2018)
• Tier One Capital Wealth Management Limited (no longer approved here)

  FRN 588633

  • CF30 Customer (2 Jan 2013 to 31 Aug 2016)
• The On-Line Partnership Limited (no longer approved here)

  FRN 192638

  • CF30 Customer (11 Sep 2012 to 21 Dec 2012)
• Carrick Financial Management Ltd (no longer approved here)

  FRN 196441

  • Employed By (11 Sep 2012 to 21 Dec 2012)
• TenetConnect Services Limited (no longer approved here)

  FRN 150643

  • CF30 Customer (1 May 2008 to 5 Oct 2012)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF21 Investment Adviser (23 Dec 2002 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (9 May 2002 to 23 Dec 2002)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF21 Investment Adviser (23 Dec 2002 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (9 May 2002 to 23 Dec 2002)

No changes recorded yet.