Mark Andrew Chappell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Octo Financial Planning Ltd

    FRN 972331

    • (8)Employed By (since 3 Jul 2025)
  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Jun 2024)
    • CF30 Customer (since 16 May 2024)
    • [FCA CF] Client dealing (8 Apr 2024 to 30 Jun 2024)
    • [FCA CF] Functions requiring qualifications (8 Apr 2024 to 30 Jun 2024)
  • Octo Wealth Management Ltd (no longer approved here)

    FRN 1005889

    • (6)Employed By (16 May 2024 to 3 Jul 2025)
  • Tier One Capital Ltd (no longer approved here)

    FRN 583021

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Oct 2023)
  • Tier One Capital Wealth Management Limited (no longer approved here)

    FRN 588633

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (19 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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