Jessica Swindells

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tier One Capital Ltd

    FRN 583021

    • SMF16 Compliance Oversight (since 8 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jun 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Dec 2017 to 8 Dec 2019)
  • Tier One Capital Wealth Management Limited

    FRN 588633

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jun 2023)
    • SMF3 Executive Director (since 8 Jun 2023)
    • SMF16 Compliance Oversight (since 8 Jun 2023)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF1 Director (AR) (6 Aug 2025 to 8 Dec 2025)
  • Vela Wealth Limited (no longer approved here)

    FRN 1037492

    • Employed By (6 Aug 2025 to 8 Dec 2025)
  • TICK FINANCE LTD (no longer approved here)

    FRN 713746

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Apr 2021)
    • CF2 Non Executive Director (21 Jul 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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