John Steven Johnson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tier One Capital Wealth Management Limited (no longer approved here)
FRN 588633
- CF30 Customer (2 Jan 2013 to 1 Apr 2014)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF1 Director (AR) (27 Mar 2009 to 3 Sep 2012)
- CF30 Customer (1 Nov 2007 to 21 Dec 2012)
- CF4 Partner (AR) (2 Sep 2002 to 27 Mar 2009)
- CF21 Investment Adviser (2 Sep 2002 to 31 Oct 2007)
Carrick Financial Management Ltd (no longer approved here)
FRN 196441
- Employed By (2 Sep 2002 to 5 Sep 2002)
Pollard & Smiles Ltd (no longer approved here)
FRN 182353
- (1)Employed By (10 May 2001 to 5 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.