The Prudential Assurance Company Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Sickness, Suretyship

• Consumer Loans

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joanne Rachel Addy

  IRN JRA00005

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Jun 2002)
• John Alexander Worth

  IRN JAW01186

  • CF1 Director (18 Feb 2004 to 19 Oct 2005)
  • CF19 Significant Mgt (Financial Resources) (8 Jan 2004 to 18 Feb 2004)
  • CF14 Risk Assessment (15 Jul 2002 to 8 Jan 2004)
  • CF10 Compliance Oversight (26 Apr 2002 to 8 Jan 2004)
• John Banez

  IRN JXB02217

  • CF19 Significant Mgt (Financial Resources) (10 Nov 2005 to 28 Jul 2006)
• John Charles Buick

  IRN JCB01189

  • CF21 Investment Adviser (6 Sep 2004 to 31 Dec 2005)
  • CF22 Investment Adviser (Trainee) (19 May 2003 to 6 Sep 2004)
• John Clark Betteridge

  IRN JCB01101

  • CF29 Significant management (1 Nov 2007 to 14 Feb 2014)
  • CF16 Significant Mgt (Desgntd Investment Business) (25 May 2006 to 31 Oct 2007)
• John Foley

  IRN JXF01241

  • Responsible for Insurance Distribution (18 Jan 2019 to 10 Oct 2022)
  • SMF1 Chief Executive (18 Jan 2019 to 10 Oct 2022)
  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 18 Jan 2019)
  • SIMF1 Chief Executive Function (27 Jun 2016 to 25 Nov 2016)
  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
  • CF1 Director (25 Jan 2016 to 6 Mar 2016)
  • CF28 Systems and controls (8 Dec 2010 to 6 Mar 2016)
• John Nigel Pollard

  IRN JNP00016

  • CF21 Investment Adviser (25 Feb 2002 to 26 Feb 2002)
• John Warburton

  IRN JXW01930

  • SIMF7 Group Entity Senior Insurance Manager Function (6 Mar 2017 to 22 Sep 2017)
  • Responsible for Insurance Mediation (6 Mar 2017 to 10 Aug 2017)
  • CF29 Significant management (2 Jan 2013 to 7 Nov 2016)
• Jonathan David Kempson

  IRN JDK01041

  • CF21 Investment Adviser (21 Jul 2004 to 30 Jun 2005)
  • CF22 Investment Adviser (Trainee) (28 May 2002 to 21 Jul 2004)
• Jonathan Mark Brewis Daniels

  IRN JMD01130

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 3 Apr 2023)
  • SIMF7 Group Entity Senior Insurance Manager Function (16 Jan 2017 to 9 Dec 2018)

No changes recorded yet.