Joanne Rachel Addy

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Jul 2007 to 31 Oct 2007)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF21 Investment Adviser (17 Jan 2007 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (26 Jun 2006 to 17 Jan 2007)
Affinity Independent Financial Advisers Ltd (no longer approved here)
FRN 227199
- (2)Employed By (21 Jul 2004 to 31 May 2006)
The Prudential Assurance Company Limited (no longer approved here)
FRN 139793
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.