THAMES RIVER CAPITAL LLP

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.columbiathreadneedle.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• STEPHEN BENEDICT Barrett

  IRN SBB01018

  • CF4 Partner (18 Jul 2005 to 1 Jan 2007)
• Sander Bunck

  IRN SXB69621

  • [FCA CF] Material risk taker (since 1 Jan 2024)
  • [FCA CF] Client dealing (since 23 May 2023)
• Sarah Georgina Ackland

  IRN SGD01051

  • CF30 Customer (1 Nov 2007 to 14 Feb 2012)
  • CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)
• Simon Berkeley Tyrrell King

  IRN SBK01025

  • CF30 Customer (1 Nov 2007 to 14 Feb 2012)
  • CF21 Investment Adviser (23 Jul 2007 to 31 Oct 2007)
• Simon Coulon

  IRN SMC01272

  • [FCA CF] Significant management (since 13 Dec 2021)
• Simon Richard Holmes

  IRN SRH01147

  • CF30 Customer (1 Nov 2007 to 18 Jun 2019)
  • CF27 Investment Management (26 Sep 2007 to 31 Oct 2007)
• Stefan Benedetti

  IRN SXB01332

  • CF30 Customer (1 Nov 2007 to 30 Oct 2009)
  • CF27 Investment Management (18 Mar 2005 to 31 Oct 2007)
• Stephen Drew

  IRN SXD01193

  • CF4 Partner (25 Sep 2009 to 14 Dec 2012)
  • CF30 Customer (1 Jun 2009 to 14 Dec 2012)
• Stephen Raymond Ilott

  IRN SXI01034

  • [FCA CF] Material risk taker (1 Jun 2021 to 30 Sep 2021)
  • CF30 Customer (20 Dec 2012 to 18 Jun 2019)
  • CF29 Significant management (12 Oct 2012 to 8 Dec 2019)
• Steve Armitage

  IRN SXA00706

  • [FCA CF] Significant management (22 Jul 2024 to 13 Mar 2025)
  • [FCA CF] Material risk taker (22 Jul 2024 to 13 Mar 2025)

No changes recorded yet.