STEPHEN BENEDICT Barrett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Canaccord Genuity Limited
FRN 182011
- [FCA CF] Client dealing (since 16 Mar 2026)
Joh. Berenberg, Gossler & Co. KG (no longer approved here)
FRN 959302
- [FCA CF] Client dealing (2 Dec 2024 to 24 Nov 2025)
Cavendish Capital Markets Limited (no longer approved here)
FRN 467766
- [FCA CF] Client dealing (1 Jun 2023 to 13 Nov 2024)
BERNSTEIN AUTONOMOUS LLP (no longer approved here)
FRN 500498
- [FCA CF] Client dealing (9 Dec 2019 to 1 May 2021)
- CF30 Customer (13 Sep 2019 to 8 Dec 2019)
Forensic Alpha Limited (no longer approved here)
FRN 763770
- CF30 Customer (16 May 2017 to 7 Feb 2018)
THAMES RIVER CAPITAL LLP (no longer approved here)
FRN 426349
- CF4 Partner (18 Jul 2005 to 1 Jan 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.