Forensic Alpha Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Alvar Fernandez Aparicio
IRN AXF02131
- [FCA CF] Client dealing (30 Mar 2021 to 7 Sep 2021)
Christian Schmidt
IRN CXS01568
- CF30 Customer (16 May 2017 to 17 May 2017)
Dhiren Arunkumar Joshi
IRN DAJ01098
- CF30 Customer (3 May 2019 to 8 Dec 2019)
Henry Nicholas Thomas Rosier
IRN HXR00097
- [FCA CF] Client dealing (1 Jul 2021 to 21 Sep 2023)
Jamie Fletcher
IRN JXF01862
- [FCA CF] Client dealing (30 Mar 2021 to 10 Jan 2022)
- CF30 Customer (18 Jul 2018 to 8 Dec 2019)
Julian Richard Anthony Hull
IRN JRH01233
- [FCA CF] Client dealing (30 Mar 2021 to 26 Apr 2021)
- CF30 Customer (10 Jul 2017 to 8 Dec 2019)
Leigh Goodwin
IRN LXG01089
- CF30 Customer (16 May 2017 to 17 May 2017)
Mahgul Ansari
IRN MXA04000
- CF30 Customer (13 Jul 2017 to 8 Dec 2019)
Mark Pearson
IRN MXP02103
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (31 May 2019 to 8 Dec 2019)
Mathew Frederick Fernley
IRN MFF01008
- CF30 Customer (16 May 2017 to 17 May 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.