Christian Schmidt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Forensic Alpha Limited (no longer approved here)
FRN 763770
- CF30 Customer (16 May 2017 to 17 May 2017)
The Bank of Nova Scotia (no longer approved here)
FRN 141308
- [FCA CF] Client dealing (6 Mar 2017 to 29 Sep 2021)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (28 May 2010 to 6 Mar 2016)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (1 Sep 2008 to 22 Apr 2010)
- CF21 Investment Adviser (22 Nov 2004 to 19 Feb 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Sep 2008 to 22 Apr 2010)
- CF21 Investment Adviser (22 Nov 2004 to 19 Feb 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.