The Bank of Nova Scotia

• Principal Place of Business

  6th Floor

  201 Bishopsgate

  London

  EC2M 3NS

  UNITED KINGDOM

  Phone

  +442076385644

  Web

  https://www.gbm.scotiabank.com/en/about-overview/our-global-presence/united-kingdom.html

• Complaints Contact

  Scotiabank

  201 Bishopsgate

  London

  City Of London

  EC2M 3NS

  UNITED KINGDOM

  Phone

  +442076385644

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• ALI JALAI

  IRN AXJ01442

  • CF30 Customer (3 Nov 2010 to 16 Jan 2012)
• ALLISON PATRICIA GLOUDON

  IRN APG01107

  • [FCA CF] Client dealing (6 Mar 2017 to 31 Mar 2020)
  • CF30 Customer (13 Sep 2011 to 6 Mar 2016)
• AMIT KUMAR RATTU

  IRN AKR01044

  • [FCA CF] Material risk taker (6 Mar 2017 to 31 Oct 2020)
  • [FCA CF] Client dealing (6 Mar 2017 to 31 Oct 2020)
  • CF30 Customer (23 Jun 2011 to 6 Mar 2016)
• ANDREA MARIO STEFANO CIRILLO

  IRN AMC01263

  • CF30 Customer (16 Jun 2011 to 6 Mar 2016)
• Aarsh Ghanshyam Jha

  IRN AXJ00468

  • [FCA CF] Client dealing (since 16 Nov 2023)
  • [FCA CF] Algorithmic trading (16 Nov 2023 to 5 Mar 2026)
• Abby Durham

  IRN AXD01156

  • [FCA CF] Client dealing (since 25 Nov 2025)
• Adam Charles Michael Kitchiner

  IRN ACK01005

  • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)
• Adriana Manzi

  IRN AXM02236

  • [FCA CF] Client dealing (6 Mar 2017 to 19 Sep 2020)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (21 Mar 2005 to 31 Oct 2007)
• Alan O'Brian Fitzgerald

  IRN AOF01001

  • CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)
• Alan Phillip Clarke

  IRN APC01111

  • [FCA CF] Client dealing (6 Mar 2017 to 17 Aug 2018)
  • CF30 Customer (20 Aug 2015 to 6 Mar 2016)

No changes recorded yet.