Alan O'Brian Fitzgerald

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AMALGAMATED METAL TRADING LIMITED (no longer approved here)

    FRN 113946

    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (14 Jun 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (19 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (19 Jun 2007 to 31 Oct 2007)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF21 Investment Adviser (13 Jan 2006 to 31 May 2007)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF21 Investment Adviser (1 Jul 2002 to 3 Dec 2002)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.