AMALGAMATED METAL TRADING LIMITED

• Principal Place of Business

  Level 35 110 Bishopsgate

  London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +442076264521

  Web

  https://www.amt.co.uk

• Complaints Contact

  Level 35 110 Bishopsgate

  London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +442076264521

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan O'Brian Fitzgerald

  IRN AOF01001

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2020)
  • CF1 Director (14 Jun 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (19 Jun 2007 to 31 Oct 2007)
  • CF26 Customer Trading (19 Jun 2007 to 31 Oct 2007)
• Alexander Gary Mitchell

  IRN AGM01161

  • [FCA CF] Client dealing (since 10 May 2024)
• Alfie Barrett

  IRN AXB03893

  • [FCA CF] Material risk taker (29 Dec 2021 to 14 Apr 2025)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 14 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2025)
  • CF30 Customer (11 Dec 2017 to 8 Dec 2019)
• Alfie Ousby

  IRN AXO00359

  • [FCA CF] Material risk taker (since 5 Dec 2025)
  • [FCA CF] Client dealing (since 14 May 2025)
  • [FCA CF] Proprietary trader (since 14 May 2025)
• Alistair Rapley

  IRN AXR01223

  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• Andrew David Leyton

  IRN ADL01036

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
• Anthony John Rolfe

  IRN AJR01176

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
  • CF30 Customer (11 Jun 2013 to 8 Dec 2019)
• BENJAMIN GEORGE GREAVES

  IRN BGG01017

  • [FCA CF] Manager of certification employee (since 18 May 2023)
  • [FCA CF] Significant management (since 18 May 2023)
  • [FCA CF] Material risk taker (since 29 Dec 2021)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Sep 2018 to 8 Dec 2019)
• Benjamin James Deveraux Buckingham

  IRN BJB01128

  • CF30 Customer (26 Nov 2014 to 13 May 2016)
• Billy Dulieu

  IRN BXD01535

  • [FCA CF] Significant management (18 May 2023 to 28 Mar 2024)
  • [FCA CF] Manager of certification employee (18 May 2023 to 28 Mar 2024)
  • [FCA CF] Material risk taker (18 May 2023 to 28 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2024)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 28 Mar 2024)

• Delphi Derivatives Ltd (no longer appointed)

  FRN 447737 · Appointed 2 Oct 2017 · Until 2 Dec 2021 · Tied agent

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