Date authorised
1 April 2013
Companies House
00156938
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 35 110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442076264521
  • Complaints Contact

    Level 35 110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442076264521

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Dennis Reed

    IRN BDR01013

    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
  • Bruce George Martin

    IRN BGM01028

    • CF1 Director (AR) (10 Oct 2017 to 25 Sep 2020)
    • CF30 Customer (10 Oct 2017 to 25 Sep 2020)
  • Calum Silvester

    IRN CMS01224

    • [FCA CF] Significant management (17 Apr 2024 to 5 Jan 2026)
    • [FCA CF] Manager of certification employee (17 Apr 2024 to 5 Jan 2026)
    • [FCA CF] Material risk taker (18 May 2023 to 5 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jan 2026)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 5 Jan 2026)
    • CF30 Customer (24 Aug 2015 to 8 Dec 2019)
  • Charles Henry Bellm

    IRN CHB01069

    • CF30 Customer (16 Mar 2009 to 25 Apr 2010)
  • Christian Lusted

    IRN CPL01019

    • CF26 Customer Trading (26 Apr 2006 to 8 Jun 2006)
    • CF21 Investment Adviser (14 Jun 2002 to 8 Jun 2006)
  • Christian Schirmeister

    IRN CXS01455

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Oct 2020)
    • CF30 Customer (5 May 2016 to 8 Dec 2019)
  • Christopher Ian Wright

    IRN CIW01010

    • CF30 Customer (1 Nov 2007 to 8 Oct 2010)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Chusen Peng

    IRN CXP00401

    • [FCA CF] Client dealing (4 Mar 2022 to 9 May 2025)
  • Clare Francis

    IRN CEF01023

    • SMF3 Executive Director (since 13 Feb 2023)
    • [FCA CF] Client dealing (since 28 Jan 2021)
    • [FCA CF] Manager of certification employee (29 Dec 2021 to 13 Feb 2023)
    • [FCA CF] Material risk taker (29 Dec 2021 to 13 Feb 2023)
    • [FCA CF] Significant management (28 Jan 2021 to 13 Feb 2023)
  • Colin Qiu

    IRN CXQ01007

    • CF30 Customer (1 Nov 2007 to 12 Dec 2011)
    • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
    • CF26 Customer Trading (1 Mar 2005 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.