AMALGAMATED METAL TRADING LIMITED

• Principal Place of Business

  Level 35 110 Bishopsgate

  London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +442076264521

  Web

  https://www.amt.co.uk

• Complaints Contact

  Level 35 110 Bishopsgate

  London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +442076264521

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Mark Naylor

  IRN DMN01020

  • CF26 Customer Trading (12 Jul 2006 to 28 Feb 2007)
  • CF21 Investment Adviser (1 Mar 2004 to 28 Feb 2007)
• Daniel Mark Smith

  IRN DMS01270

  • [FCA CF] Material risk taker (1 Jan 2024 to 9 Apr 2025)
• Daniel Rhys Frost

  IRN DRF01064

  • [FCA CF] Material risk taker (since 18 May 2023)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Mar 2018 to 8 Dec 2019)
• David Andrew Honisett

  IRN DAH01142

  • CF26 Customer Trading (1 Dec 2001 to 6 Jul 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 6 Jul 2004)
• David Henry Adams

  IRN DHA01009

  • CF29 Significant management (1 Nov 2007 to 29 Apr 2016)
  • CF20 Significant Mgt (Settlements) (31 Oct 2003 to 31 Oct 2007)
• David Stephen Sher

  IRN DSS01081

  • SMF9 Chair of the Governing Body (since 9 Dec 2019)
  • CF2 Non Executive Director (25 May 2016 to 8 Dec 2019)
• Dean Carlton Benbrook

  IRN DCB01078

  • CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2004)
• Edward David Corcos

  IRN EJC01077

  • SMF16 Compliance Oversight (9 Dec 2019 to 23 Feb 2023)
  • SMF3 Executive Director (9 Dec 2019 to 23 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Feb 2023)
  • CF1 Director (25 Feb 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (13 Feb 2006 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (13 Feb 2006 to 8 Dec 2019)
• Ferdie James Hall Mason

  IRN FJM01064

  • CF30 Customer (1 Nov 2007 to 21 Aug 2008)
  • CF21 Investment Adviser (27 Sep 2007 to 31 Oct 2007)
  • CF26 Customer Trading (27 Sep 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 Jun 2007 to 27 Sep 2007)
• Geoffrey Charles Leacroft Rowan

  IRN GCR01021

  • CF2 Non Executive Director (1 Dec 2001 to 26 Feb 2015)

• Delphi Derivatives Ltd (no longer appointed)

  FRN 447737 · Appointed 2 Oct 2017 · Until 2 Dec 2021 · Tied agent

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