Date authorised
1 April 2013
Companies House
00156938
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 35 110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442076264521
  • Complaints Contact

    Level 35 110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442076264521

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George William Griffiths

    IRN GWG01025

    • [FCA CF] Client dealing (since 5 Feb 2025)
  • George William Steel

    IRN GWS01060

    • SMF3 Executive Director (since 23 Feb 2023)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • [FCA CF] Material risk taker (29 Dec 2021 to 23 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Feb 2023)
    • CF30 Customer (17 May 2016 to 8 Dec 2019)
  • Geqian Cui

    IRN GXC01255

    • CF21 Investment Adviser (1 Dec 2001 to 29 May 2002)
  • Giles Pruen Robbins

    IRN GPR01048

    • CF2 Non Executive Director (23 Jan 2015 to 30 Jun 2016)
  • Glyn Newcombe

    IRN GXN00047

    • [FCA CF] Significant management (18 Jan 2021 to 24 Dec 2021)
  • Hamish Michie

    IRN HXM01310

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (20 Aug 2019 to 8 Dec 2019)
    • CF1 Director (13 Jun 2008 to 20 Aug 2019)
  • Hanxi Qiao

    IRN HXQ15837

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2023)
    • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
  • Haowei Fu

    IRN HXF01159

    • CF30 Customer (18 Aug 2014 to 20 Nov 2015)
  • Hayley Thomson

    IRN HXT00170

    • [FCA CF] Significant management (31 Dec 2023 to 27 Jun 2024)
    • [FCA CF] Material risk taker (31 Dec 2023 to 27 Jun 2024)
  • Hong Yu

    IRN HXY01031

    • CF22 Investment Adviser (Trainee) (31 Dec 2002 to 16 Jan 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.