George William Steel

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AMALGAMATED METAL TRADING LIMITED
FRN 113946
- SMF3 Executive Director (since 23 Feb 2023)
- [FCA CF] Algorithmic trading (since 9 Dec 2019)
- [FCA CF] Material risk taker (29 Dec 2021 to 23 Feb 2023)
- [FCA CF] Significant management (9 Dec 2019 to 23 Feb 2023)
- CF30 Customer (17 May 2016 to 8 Dec 2019)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (1 Jul 2010 to 22 Jan 2016)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Jul 2010 to 22 Jan 2016)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 May 2008 to 19 Nov 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.