George William Griffiths

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AMALGAMATED METAL TRADING LIMITED

    FRN 113946

    • [FCA CF] Client dealing (since 5 Feb 2025)
  • AMT Futures Limited

    FRN 146311

    • [FCA CF] Client dealing (since 5 Dec 2024)
    • [FCA CF] Material risk taker (since 5 Dec 2024)
    • [FCA CF] Significant management (since 5 Dec 2024)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 30 Jun 2021)
    • [FCA CF] Material risk taker (18 Dec 2020 to 30 Jun 2021)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (21 Feb 2020 to 30 Apr 2024)
    • [FCA CF] Material risk taker (27 Jan 2020 to 30 Jun 2021)
    • [FCA CF] Client dealing (13 Nov 2018 to 30 Apr 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (21 Feb 2020 to 30 Apr 2024)
    • [FCA CF] Client dealing (3 Jan 2020 to 30 Apr 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (2 Sep 2013 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (2 Jun 2008 to 30 Dec 2009)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 4 Aug 2013)
    • CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.