Clare Francis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AMALGAMATED METAL TRADING LIMITED

    FRN 113946

    • SMF3 Executive Director (since 13 Feb 2023)
    • [FCA CF] Client dealing (since 28 Jan 2021)
    • [FCA CF] Manager of certification employee (29 Dec 2021 to 13 Feb 2023)
    • [FCA CF] Material risk taker (29 Dec 2021 to 13 Feb 2023)
    • [FCA CF] Significant management (28 Jan 2021 to 13 Feb 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (10 Jan 2020 to 8 Oct 2020)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Oct 2019)
    • CF30 Customer (15 Sep 2010 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 May 2008 to 26 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

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