Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marex Spectron International Limited
FRN 193027
- [FCA CF] Manager of certification employee (since 31 Mar 2023)
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Marex Financial
FRN 442767
- [FCA CF] Client dealing (since 20 Jan 2020)
- [FCA CF] Manager of certification employee (since 20 Jan 2020)
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- [FCA CF] Material risk taker (7 Mar 2016 to 10 Oct 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 10 Oct 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Oct 2019)
- CF30 Customer (23 Aug 2010 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Oct 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 10 Oct 2019)
- CF30 Customer (23 Aug 2010 to 6 Mar 2016)
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- CF26 Customer Trading (26 Apr 2006 to 8 Jun 2006)
- CF21 Investment Adviser (14 Jun 2002 to 8 Jun 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 23 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.