Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 31 Mar 2023)
    • [FCA CF] Client dealing (since 20 Jan 2020)
    • [FCA CF] Manager of certification employee (since 20 Jan 2020)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (7 Mar 2016 to 10 Oct 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 10 Oct 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Oct 2019)
    • CF30 Customer (23 Aug 2010 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Oct 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 10 Oct 2019)
    • CF30 Customer (23 Aug 2010 to 6 Mar 2016)
  • AMALGAMATED METAL TRADING LIMITED (no longer approved here)

    FRN 113946

    • CF26 Customer Trading (26 Apr 2006 to 8 Jun 2006)
    • CF21 Investment Adviser (14 Jun 2002 to 8 Jun 2006)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF21 Investment Adviser (1 Dec 2001 to 23 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.