Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 18 May 2023)
    • [FCA CF] Manager of certification employee (since 18 May 2023)
    • [FCA CF] Material risk taker (since 29 Dec 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • CF30 Customer (17 Sep 2018 to 8 Dec 2019)
  • Sucden Financial Limited (no longer approved here)

    FRN 114239

    • CF30 Customer (15 Nov 2017 to 22 Dec 2017)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (11 Jul 2011 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (11 Jul 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.