Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Columbia Threadneedle Management Limited
FRN 119230
- SMF5 Head of Internal Audit (since 19 Mar 2025)
- [FCA CF] Material risk taker (since 13 Dec 2021)
- [FCA CF] Significant management (since 13 Dec 2021)
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Threadneedle Investment Services Limited
FRN 190437
- SMF5 Head of Internal Audit (since 12 Apr 2022)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF28 Systems and controls (2 Nov 2018 to 8 Dec 2019)
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Columbia Threadneedle REP AM Limited
FRN 119283
- [FCA CF] Significant management (since 13 Dec 2021)
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- [FCA CF] Significant management (since 13 Dec 2021)
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Pyrford International Limited
FRN 122137
- [FCA CF] Significant management (since 13 Dec 2021)
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- [FCA CF] Significant management (since 13 Dec 2021)
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THAMES RIVER CAPITAL LLP
FRN 426349
- [FCA CF] Significant management (since 13 Dec 2021)
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Threadneedle Portfolio Services Limited
FRN 119174
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF28 Systems and controls (2 Nov 2018 to 8 Dec 2019)
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Threadneedle Asset Management Limited
FRN 122194
- SMF5 Head of Internal Audit (since 9 Dec 2019)
- CF28 Systems and controls (2 Nov 2018 to 8 Dec 2019)
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Threadneedle International Limited
FRN 143014
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF28 Systems and controls (2 Nov 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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