Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • SMF18 Other Overall Responsibility (14 Jul 2023 to 30 Sep 2024)
    • [FCA CF] Material risk taker (25 Apr 2023 to 30 Sep 2024)
  • Liontrust Fund Partners LLP (no longer approved here)

    FRN 518165

    • [FCA CF] Client dealing (10 Mar 2021 to 30 Nov 2021)
    • [FCA CF] Manager of certification employee (10 Mar 2021 to 30 Nov 2021)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF30 Customer (1 Nov 2007 to 14 Feb 2012)
    • CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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