Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • [FCA CF] Material risk taker (1 Jun 2021 to 30 Sep 2021)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • [FCA CF] Material risk taker (1 Jun 2021 to 30 Sep 2021)
    • CF30 Customer (29 Jul 2015 to 7 Jun 2019)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • [FCA CF] Material risk taker (1 Jun 2021 to 30 Sep 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (27 Sep 2012 to 7 Jun 2019)
    • CF29 Significant management (27 Sep 2012 to 8 Dec 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • [FCA CF] Material risk taker (1 Jun 2021 to 30 Sep 2021)
    • CF30 Customer (20 Dec 2012 to 18 Jun 2019)
    • CF29 Significant management (12 Oct 2012 to 8 Dec 2019)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2021)
    • CF29 Significant management (27 Sep 2012 to 8 Dec 2019)
    • CF30 Customer (27 Sep 2012 to 8 Dec 2019)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
    • CF1 Director (6 Oct 2005 to 31 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.