Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Jun 2021 to 30 Sep 2021)
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- [FCA CF] Material risk taker (1 Jun 2021 to 30 Sep 2021)
- CF30 Customer (29 Jul 2015 to 7 Jun 2019)
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- [FCA CF] Material risk taker (1 Jun 2021 to 30 Sep 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
- CF30 Customer (27 Sep 2012 to 7 Jun 2019)
- CF29 Significant management (27 Sep 2012 to 8 Dec 2019)
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- [FCA CF] Material risk taker (1 Jun 2021 to 30 Sep 2021)
- CF30 Customer (20 Dec 2012 to 18 Jun 2019)
- CF29 Significant management (12 Oct 2012 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2021)
- CF29 Significant management (27 Sep 2012 to 8 Dec 2019)
- CF30 Customer (27 Sep 2012 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
- CF1 Director (6 Oct 2005 to 31 Dec 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.