Stephen Drew

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Graham Capital LLP (no longer approved here)
FRN 564058
- [FCA CF] Client dealing (10 Jan 2022 to 17 Nov 2023)
Privium Fund Management (UK) Limited (no longer approved here)
FRN 471186
- CF30 Customer (9 Feb 2021 to 31 Dec 2021)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF30 Customer (17 Jun 2014 to 9 Aug 2019)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF30 Customer (17 Jun 2014 to 10 Feb 2015)
THAMES RIVER CAPITAL LLP (no longer approved here)
FRN 426349
- CF4 Partner (25 Sep 2009 to 14 Dec 2012)
- CF30 Customer (1 Jun 2009 to 14 Dec 2012)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.