Date authorised
1 April 2013
Companies House
OC363326
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    55 Baker St
    London
    W1U 8EW
    UNITED KINGDOM
    Phone
    +442078712100
  • Complaints Contact

    55 Baker St
    London
    W1U 8EW
    UNITED KINGDOM
    Phone
    +12038993454

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Graham Capital Holdings Limited

    IRN XXG01099

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (24 Apr 2012 to 8 Dec 2019)
  • Abhishek Singhania

    IRN AXS02336

    • [FCA CF] Client dealing (since 15 Jan 2025)
  • Alan Ireland

    IRN AXI01040

    • [FCA CF] Client dealing (9 Dec 2020 to 23 Feb 2021)
    • CF30 Customer (26 Apr 2012 to 25 Apr 2013)
    • CF4 Partner (26 Apr 2012 to 25 Apr 2013)
  • Alessandro Taglietti

    IRN AXT00781

    • [FCA CF] Client dealing (since 23 Jun 2025)
  • Alex Mirtchev

    IRN ADM01254

    • [FCA CF] Client dealing (since 21 Jan 2025)
  • Ali Saad

    IRN ARS01112

    • [FCA CF] Client dealing (since 10 Jan 2024)
  • Andrea Carlo Fioravanti

    IRN AXF01150

    • CF4 Partner (9 Sep 2013 to 29 May 2015)
    • CF30 Customer (9 Sep 2013 to 29 May 2015)
  • Andrew James Manuel

    IRN AJM01340

    • [FCA CF] Client dealing (9 Dec 2020 to 10 Sep 2021)
    • CF30 Customer (29 Apr 2019 to 8 Dec 2019)
  • Andrew Richard Swaine

    IRN AXS01433

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF4 Partner (27 Apr 2012 to 14 May 2019)
    • CF30 Customer (27 Apr 2012 to 8 Dec 2019)
  • Arno Adrian Pilz

    IRN AAP01021

    • CF30 Customer (29 Sep 2015 to 27 Apr 2016)
    • CF4 Partner (29 Sep 2015 to 27 Apr 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.