Andrew Richard Swaine

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Graham Capital LLP

    FRN 564058

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (27 Apr 2012 to 8 Dec 2019)
    • CF4 Partner (27 Apr 2012 to 14 May 2019)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF21 Investment Adviser (22 Jul 2004 to 31 Oct 2007)
    • CF26 Customer Trading (29 Apr 2004 to 22 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.