Graham Capital LLP

• Principal Place of Business

  55 Baker St

  London

  W1U 8EW

  UNITED KINGDOM

  Phone

  +442078712100

• Complaints Contact

  55 Baker St

  London

  W1U 8EW

  UNITED KINGDOM

  Phone

  +12038993454

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ashley David Shaw

  IRN ADS01201

  • [FCA CF] Client dealing (since 7 Dec 2023)
• Ben Lewis

  IRN BXL01067

  • CF30 Customer (6 Feb 2017 to 8 Dec 2019)
  • CF4 Partner (6 Feb 2017 to 14 May 2019)
• Brian Kevin Douglas

  IRN BXD12669

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (20 May 2019 to 8 Dec 2019)
• Christopher Martyn Jones

  IRN CMJ01025

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (22 Jul 2016 to 8 Dec 2019)
  • CF3 Chief Executive (22 Jul 2016 to 8 Dec 2019)
  • CF30 Customer (22 Feb 2016 to 8 Dec 2019)
• Christopher Mathew Wren

  IRN CMW01144

  • CF30 Customer (19 Aug 2014 to 31 Mar 2017)
  • CF4 Partner (19 Aug 2014 to 31 Mar 2017)
• Daniel John Colombi

  IRN DJC01241

  • CF4 Partner (1 Jun 2013 to 3 Apr 2014)
  • CF30 Customer (1 Jun 2013 to 3 Apr 2014)
• David Bakstein

  IRN DXB01614

  • [FCA CF] Client dealing (since 28 Oct 2025)
• David Curtin

  IRN DXC01843

  • CF30 Customer (9 Jul 2018 to 11 Jun 2019)
  • CF4 Partner (9 Jul 2018 to 14 May 2019)
• David James Rule

  IRN DJR01239

  • [FCA CF] Client dealing (25 Jun 2024 to 10 Apr 2026)
• David John White

  IRN DJW01204

  • [FCA CF] Client dealing (9 Dec 2020 to 24 Feb 2021)
  • CF30 Customer (9 Mar 2017 to 8 Dec 2019)

No changes recorded yet.