Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Graham Capital LLP
FRN 564058
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF27 Partner (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF4 Partner (22 Jul 2016 to 8 Dec 2019)
- CF3 Chief Executive (22 Jul 2016 to 8 Dec 2019)
- CF30 Customer (22 Feb 2016 to 8 Dec 2019)
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- CF30 Customer (15 Jun 2012 to 15 Feb 2016)
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- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 4 Jan 2005)
- CF27 Investment Management (1 Dec 2001 to 4 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.