Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF4 Partner (22 Jul 2016 to 8 Dec 2019)
    • CF3 Chief Executive (22 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (22 Feb 2016 to 8 Dec 2019)
  • bfinance UK Limited (no longer approved here)

    FRN 479969

    • CF30 Customer (15 Jun 2012 to 15 Feb 2016)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 4 Jan 2005)
    • CF27 Investment Management (1 Dec 2001 to 4 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.