Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DRW GLOBAL MARKETS LTD
FRN 746273
- [FCA CF] Client dealing (since 29 Dec 2022)
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- [FCA CF] Algorithmic trading (1 Aug 2021 to 13 Jul 2022)
- [FCA CF] Material risk taker (8 Feb 2021 to 13 Jul 2022)
- [FCA CF] Client dealing (8 Feb 2021 to 13 Jul 2022)
- [FCA CF] Manager of certification employee (8 Feb 2021 to 13 Jul 2022)
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- [FCA CF] Algorithmic trading (1 Aug 2021 to 13 Jul 2022)
- [FCA CF] Client dealing (8 Feb 2021 to 13 Jul 2022)
- [FCA CF] Manager of certification employee (8 Feb 2021 to 13 Jul 2022)
- [FCA CF] Material risk taker (8 Feb 2021 to 13 Jul 2022)
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- CF30 Customer (6 Feb 2017 to 8 Dec 2019)
- CF4 Partner (6 Feb 2017 to 14 May 2019)
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- CF30 Customer (4 Jun 2014 to 19 Jan 2015)
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- CF30 Customer (1 Nov 2007 to 14 Feb 2014)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.