David James Rule

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Graham Capital LLP (no longer approved here)
FRN 564058
- [FCA CF] Client dealing (25 Jun 2024 to 10 Apr 2026)
Manulife Investment Management (Europe) Limited (no longer approved here)
FRN 165328
- [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2024)
- CF30 Customer (23 Aug 2017 to 8 Dec 2019)
Lombard Odier Asset Management (Europe) Limited (no longer approved here)
FRN 515393
- CF30 Customer (11 Jun 2015 to 25 Jul 2017)
Forte Securities Limited (no longer approved here)
FRN 478424
- CF30 Customer (16 Jun 2014 to 22 May 2015)
DG Partners LLP (no longer approved here)
FRN 218913
- CF30 Customer (7 Nov 2011 to 14 Jan 2014)
- CF26 Customer Trading (3 Nov 2005 to 31 Oct 2007)
BH-DG Systematic Trading LLP (no longer approved here)
FRN 540897
- (23)CF30 Customer (7 Nov 2011 to 14 Jan 2014)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (23)CF30 Customer at BH-DG Systematic Trading LLP

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.