Lombard Odier Asset Management (Europe) Limited

• Principal Place of Business

  Lombard Odier Asset Management (Europe) Ltd

  Goldings House

  2 Hays Lane

  London

  Southwark

  SE1 2HB

  UNITED KINGDOM

  Phone

  +442032066000

  Web

  https://am.lombardodier.com/home.html

• Complaints Contact

  Lombard Odier Asset Management (Europe) Ltd

  Goldings House

  2 Hays Lane

  London

  Southwark

  SE1 2HB

  UNITED KINGDOM

  Phone

  +442032066000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Gabriel Molina

  IRN AGM01149

  • [FCA CF] Material risk taker (since 24 Jun 2022)
  • CF29 Significant management (5 Aug 2010 to 3 Jan 2014)
• Adam James McConkey

  IRN AJM01262

  • [FCA CF] Material risk taker (since 25 Feb 2025)
  • [FCA CF] Manager of certification employee (since 20 Mar 2024)
  • [FCA CF] Client dealing (since 31 Mar 2021)
  • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
• Adrian Patrick Biesty

  IRN APB01120

  • [FCA CF] Manager of certification employee (since 20 Mar 2024)
  • [FCA CF] Material risk taker (since 14 Jul 2022)
  • [FCA CF] Client dealing (since 18 Mar 2021)
  • CF30 Customer (3 Sep 2015 to 8 Dec 2019)
• Ahmed Husain

  IRN AXH02095

  • CF30 Customer (11 Apr 2017 to 27 Sep 2018)
• Albert Jan Streuding

  IRN AJS01677

  • CF30 Customer (1 Jul 2012 to 26 Mar 2019)
• Alessandro Fonzi

  IRN AXF01588

  • CF30 Customer (5 Aug 2010 to 29 Mar 2012)
• Alex Blair

  IRN AXB04248

  • [FCA CF] Client dealing (5 Jan 2024 to 31 Oct 2025)
• Alexander Frick

  IRN ARF01060

  • [FCA CF] Client dealing (23 Mar 2021 to 31 Jul 2023)
• Alexander Gregory Kirke

  IRN AGK01059

  • [FCA CF] Client dealing (since 24 Mar 2021)
  • CF30 Customer (25 Aug 2017 to 8 Dec 2019)
• Alexander Heidenfelder

  IRN AXH03201

  • CF30 Customer (27 Jun 2018 to 26 Mar 2019)

No changes recorded yet.