Lombard Odier Asset Management (Europe) Limited

• Principal Place of Business

  Lombard Odier Asset Management (Europe) Ltd

  Goldings House

  2 Hays Lane

  London

  Southwark

  SE1 2HB

  UNITED KINGDOM

  Phone

  +442032066000

  Web

  https://am.lombardodier.com/home.html

• Complaints Contact

  Lombard Odier Asset Management (Europe) Ltd

  Goldings House

  2 Hays Lane

  London

  Southwark

  SE1 2HB

  UNITED KINGDOM

  Phone

  +442032066000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Valtchev

  IRN AXV00062

  • [FCA CF] Client dealing (9 Nov 2022 to 13 Nov 2023)
• Alexandre Paul Meyer

  IRN AXM01299

  • [FCA CF] Material risk taker (20 Jun 2022 to 1 Jan 2024)
• Alexandre dos Reis Pizano

  IRN AXD02747

  • [FCA CF] Client dealing (18 Mar 2021 to 28 Feb 2025)
  • CF30 Customer (27 Aug 2018 to 8 Dec 2019)
• Alina Donets

  IRN AXD00345

  • [FCA CF] Client dealing (18 Mar 2021 to 14 Jul 2023)
• Anando Maitra

  IRN AXM02901

  • [FCA CF] Client dealing (since 18 Mar 2021)
  • CF30 Customer (5 Aug 2016 to 8 Dec 2019)
• Andre van Muijlwijk

  IRN AXV01270

  • CF30 Customer (5 Aug 2010 to 30 Apr 2012)
• Andrea Argenti

  IRN AXA03099

  • CF30 Customer (18 Feb 2015 to 26 Mar 2019)
• Andrew Bronislaw Grabowski

  IRN ABG01017

  • CF1 Director (1 Jun 2011 to 29 Oct 2014)
• Andrew Gowen

  IRN AXG01273

  • [FCA CF] Client dealing (18 Mar 2021 to 30 Nov 2024)
  • CF30 Customer (13 Jul 2018 to 8 Dec 2019)
• Annika Katarina Falkengren

  IRN AKF01051

  • SMF9 Chair of the Governing Body (8 Apr 2020 to 31 Dec 2020)
  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
  • CF1 Director (11 Apr 2018 to 8 Dec 2019)

No changes recorded yet.