Alexander Frick

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lombard Odier Asset Management (Europe) Limited (no longer approved here)
FRN 515393
- [FCA CF] Client dealing (23 Mar 2021 to 31 Jul 2023)
HarbourVest Partners (U.K.) Limited (no longer approved here)
FRN 147086
- CF30 Customer (10 Mar 2008 to 31 Jan 2012)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF22 Investment Adviser (Trainee) (22 Dec 2004 to 16 Feb 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.