Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • [FCA CF] Material risk taker (22 Jul 2024 to 13 Mar 2025)
    • [FCA CF] Significant management (3 Nov 2022 to 13 Mar 2025)
    • [FCA CF] Manager of certification employee (3 Nov 2022 to 22 Jul 2024)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • [FCA CF] Material risk taker (22 Jul 2024 to 13 Mar 2025)
    • [FCA CF] Significant management (22 Jul 2024 to 13 Mar 2025)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • [FCA CF] Material risk taker (22 Jul 2024 to 13 Mar 2025)
    • [FCA CF] Significant management (3 Nov 2022 to 13 Mar 2025)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • [FCA CF] Material risk taker (22 Jul 2024 to 13 Mar 2025)
    • [FCA CF] Significant management (22 Jul 2024 to 13 Mar 2025)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • [FCA CF] Material risk taker (22 Jul 2024 to 13 Mar 2025)
    • [FCA CF] Significant management (22 Jul 2024 to 13 Mar 2025)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • [FCA CF] Material risk taker (22 Jul 2024 to 13 Mar 2025)
    • [FCA CF] Significant management (22 Jul 2024 to 13 Mar 2025)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • [FCA CF] Significant management (22 Jul 2024 to 13 Mar 2025)
    • [FCA CF] Material risk taker (22 Jul 2024 to 13 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

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