ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Unit
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Unit
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Stockbroking
For Professional, Retail (Investment), Unit
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Investment Setup
For Professional, Retail (Investment), Unit
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Holds Your Assets
For Professional, Retail (Investment), Unit
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Keith Robin Willett
IRN KRW01049
- [FCA CF] Material risk taker (since 15 Aug 2025)
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Laura Blake
IRN LXB00539
- [FCA CF] Significant management (since 6 Feb 2023)
- [FCA CF] Material risk taker (14 May 2024 to 23 Jan 2025)
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Lucy Boyne-Williams
IRN LXB00843
- [FCA CF] Material risk taker (since 29 Sep 2025)
- [FCA CF] Significant management (since 29 Sep 2025)
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Lyn Mary Grobler
IRN LXG00392
- SMF24 Chief Operations (since 5 Jun 2025)
- [FCA CF] Significant management (2 Jun 2025 to 11 Jun 2025)
- [FCA CF] Material risk taker (2 Jun 2025 to 11 Jun 2025)
- [FCA CF] Manager of certification employee (2 Jun 2025 to 11 Jun 2025)
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Mark Kevin Leather
IRN MKL01024
- [FCA CF] Material risk taker (22 Jan 2024 to 1 Nov 2024)
- [FCA CF] Significant management (27 Jan 2022 to 18 Mar 2025)
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Mark Rhodes
IRN MXR00282
- [FCA CF] Significant management (since 18 Aug 2025)
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Mark Richard Sutton
IRN MRS01317
- SMF4 Chief Risk (9 Dec 2019 to 31 Oct 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2024)
- CF10 Compliance Oversight (21 Jan 2019 to 8 Dec 2019)
- CF28 Systems and controls (29 Jan 2018 to 8 Dec 2019)
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Mark Rogers
IRN MAR00061
- [FCA CF] Manager of certification employee (3 Sep 2025 to 16 Oct 2025)
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Mark Thomas FitzPatrick
IRN MTF00007
- SMF7 Group Entity Senior Manager (since 30 Nov 2023)
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Mark William Newman
IRN MXN01172
- [FCA CF] Material risk taker (since 15 Aug 2025)
- [FCA CF] Significant management (27 Apr 2021 to 18 Mar 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.