Mark Richard Sutton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wealthtime Limited

    FRN 468461

    • SMF3 Executive Director (since 11 Feb 2026)
  • Novia Financial Plc

    FRN 481600

    • SMF4 Chief Risk (since 11 Feb 2026)
  • St. James's Place Partnership Services Limited (no longer approved here)

    FRN 719983

    • SMF3 Executive Director (8 Jan 2020 to 31 Oct 2024)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2024)
    • SMF4 Chief Risk (9 Dec 2019 to 31 Oct 2024)
    • CF10 Compliance Oversight (21 Jan 2019 to 8 Dec 2019)
    • CF28 Systems and controls (29 Jan 2018 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2024)
    • SMF4 Chief Risk (9 Dec 2019 to 31 Oct 2024)
    • CF10 Compliance Oversight (27 Sep 2019 to 8 Dec 2019)
    • CF28 Systems and controls (29 Jan 2018 to 8 Dec 2019)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)

    FRN 622916

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2024)
    • SMF4 Chief Risk (9 Dec 2019 to 31 Oct 2024)
    • CF10 Compliance Oversight (21 Jan 2019 to 8 Dec 2019)
    • CF28 Systems and controls (29 Jan 2018 to 8 Dec 2019)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • SMF16 Compliance Oversight (21 Jan 2019 to 31 Oct 2024)
    • SMF4 Chief Risk (10 Dec 2018 to 31 Oct 2024)
    • SIMF4 Chief Risk Function (29 Jan 2018 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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